Phoenix Insider Trading Attorney
Our Phoenix insider trading attorneys focus almost exclusively on issues related to financial regulations at the state and federal level. Our experience with civil and criminal cases can be used in your best interests if you face charges of insider trading.
We will use our knowledge of securities law and experience to investigate every significant detail of your case. You may be a corporate president, company director, large shareholder, or employee of a company and be accused of insider trading. If you are suspected of insider trading, the SEC or other securities regulators will meticulously study your behavior. They will zealously investigate your paper trail and pursue a conviction. If you are found guilty, you could be prevented from trading securities in the future. Or, you could face penalties of a harsher quality including prison time and massive fines. These accusations carry serious consequences even if you are not convicted.
Our insider trading attorneys have vast experience working with multiple agencies, multiple jurisdictions, and multiple administrative bodies that oversee financial regulations in Arizona and throughout the United States. We are more than familiar with the Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC), and state securities regulators such as the Arizona Corporation Commission (ACC). We also have extensive experience with numerous state and federal courts.
Minimize the risk of conviction, protect your livelihood, and defend your reputation with an attorneys that has significant experience in securities litigation.